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Brokerage Equity Control
General Info
Employer: Who Blue Resources
Location: SLC, Utah
Job Type: - Investment Banking
Salary Range: $45,000 to $60,000
Experience Required: 2-3 years
Description
Provide risk management and oversight for asset movements.
Monitor and authorize appropriate payments, journals and securities movements in accordance with Firm guidelines.
Ensure regulatory compliance with all industry regulations that apply to accounts.
Perform oversight on exceptions.
Qualifications

Bachelor’s degree required.
Minimum of 2-4 years of industry experience with a solid understanding of Margin requirements.
Compliance experience a plus.
Ability to work well under tight deadlines while ensuring accuracy.
Understanding of risk and exposure.
Ability to multi-task and work in a fast-paced environment with competing deadlines.
Strong communication skills, both written and verbal.
Self-motivated and confident when dealing with people from all areas of the firm.
Good PC application skills particularly excel and access.